How to Understand and Master Securities Laws & Regulations
A Manual for Series 66 Success
by Thomas Anthony Guerriero
How to Understand and Master Securities Laws & Regulations by Thomas Anthony Guerriero is a manual for Series 66 success that breaks down the fundamentals, concepts and terminology behind the financial markets.
What readers will learn
- State regulations
- Federal regulations, laws and guidelines
- Investment vehicles and their characteristics
- Client recommendations and strategies
- Retirement plans
- Quantitative measures of investment risk
Thomas Anthony Guerriero, described in the listing as an author and seasoned CEO, offers a unique take on the inner workings of the market.
Who it is for
The description says the guide is intricate enough to further the development of rising stars in the industry, yet thorough enough to prepare the most inexperienced beginner for licensure.
How to Understand and Master Securities Laws & Regulations by Thomas Anthony Guerriero is available in Kindle and Paperback. It was published on September 4, 2012 by Trafford Publishing.
Frequently asked questions
- What exam is this manual for?
- It is a manual for Series 66 success.
- What topics does it cover?
- State and federal regulations, investment vehicles, client recommendations and strategies, retirement plans and quantitative measures of investment risk.
- Who wrote How to Understand and Master Securities Laws & Regulations?
- Thomas Anthony Guerriero, as listed on Amazon.
From the Amazon description
Navigating the financial markets can often be a confusing and frustrating enterprise. But author and seasoned CEO Thomas Anthony Guerriero provides a unique take on the inner workings of the market and applies concepts and theories known only by the most successful in the industry.
In his new book, How to Understand And Master Securities Laws & Regulations, Guerriero provides a detailed breakdown of the fundamentals, concepts, and terminology behind the financial markets. This guide is intricate enough to further the development of rising stars in the industry, yet thorough enough to prepare the most inexperienced beginner for licensure. It touches on such concepts as the following:
State regulations
Federal regulations, laws, and guidelines
Investment vehicles and characteristics
Client recommendations and strategies
Retirement plans
Quantitative measures of investment risks
More books by Thomas Anthony Guerriero
An introduction to the ideas Thomas Anthony Guerriero brings to sales leadership, to growth across domestic and international markets, and to the smart use of AI and automation along the way.
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